Regulatory Compliance Articles (8)
Cutting Compliance Costs And Making Regulatory Management More Efficient Amidst Rising Regulatory Scrutiny
As compliance professionals, we are constantly trying to balance compliance and risk headcount needs with available resources ($) due to the constant and significant increases in the regulatory environment. More often than not, the cost center nature of compliance drives our institution’s executive management to reject additional requests for headcount…
By:  in  Legal  >  Regulatory Compliance   Jan 28, 2016  
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Legitimate Legal Services On-line
Legitimate legal service on-line is real. It is given by a company called Legal Zoom They're based in Glendale, California. Their business hours are from 6:00am to 7:00pm Pacific Standard Time. Customer Service is available. An e-mail address and telephone number is given. Legal Zoom is not a substitute for…
By:  in  Legal  >  Regulatory Compliance   May 09, 2011  
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What Will GRC Be Like In the Future?
The world of Governance, Risk, and Compliance is changing rapidly. Technology is reaching new heights, enabling more efficient automation of compliance. GRC has mostly been handled in a relatively primitive fashion in the past. Even now, there are still many organizations drowning in their inefficient Governance, Risk, and Compliance initiatives.…
By:  in  Legal  >  Regulatory Compliance   Mar 09, 2016  
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Calm Act Makes Commercial Volume the Same As Program Volume
How do you relax? Do you listen to music? Run? Read a book? If you are like many people, you relax by watching television. You tune in to a sitcom or find a favorite program on another channel. You have your soft drink, your chips, and the cordless phone on…
By:  in  Legal  >  Regulatory Compliance   Dec 15, 2011  
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Can Real Time Market Surveillance Help Achieve Regulatory Compliance?
Stock exchanges play an important role in the society through enablement of listing as well as trading of securities. On the same note, there is a need to maintain market surveillance of high quality for it to maintain the confidence of the public in the securities market. Among the main…
By:  in  Legal  >  Regulatory Compliance   Apr 08, 2014  
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How Does Record Expungement In California Work?
Record expungement is the process through which a person can have their criminal records destroyed so that they cannot be seen anymore. In many states, this process is something you can go through if you meet specific requirements. In California, however, you cannot have your records truly expunged. They can…
By:  in  Legal  >  Regulatory Compliance   Dec 17, 2014  
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Thinking Ahead On Air Permitting Regulations
Is your compliance team able to stay up-to-date and compliant with regulatory change? As a compliance or risk officer, do you have the capabilities to effectively manage the risks associated with regulatory change? If you hesitated in answering, do not fret. You are not alone in the race to stay…
By:  in  Legal  >  Regulatory Compliance   Dec 31, 2015  
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Property Inventory Services - What's on Offering By Cosmoinventorycouk
In the event that you are a landowner or a letting operators then you might be occupied with utilizing the property stock administrations of an expert organization. These organizations not just offer a property review and property inventories which proprietors and letting operators use as a major aspect of their…
By:  in  Legal  >  Regulatory Compliance   Jan 21, 2016  
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